Wednesday, September 30, 2009

GAO Testimony Blasts IPAWS Program for Lack of Movement & Results

In testimony today, the Government Accounting Office (GAO) was highly critical of FEMA's handling of the IPAWS (Integrated Public Alert & Warning System) program to date. Testifying before the House Transportation and Infrastructure Subcommittee on Economic Development, Public Buildings and Emergency Management, Mark Goldstein of the GAO said of the Emergency Alert System, "EAS is an important alert tool but it exhibits longstanding weaknesses that limit its effectiveness...EAS does not fulfill the need for a reliable, comprehensive alert system."

Specifically, the GAO criticized the program for:
-a lack of redundancy
-gaps in coverage
-a lack of testing and training
-limitations in how alerts are disseminated to the public
-little capability to alert specific geographic areas
-no movement in adoption of new technologies.

Further, FEMA's pilot programs provided little information of value for assessing outcomes and evaluating lessons learned. Transparency and accountability are lacking. And, despite the critical need for collaboration and input from private industry and practitioners, many stakeholders such as state EMAs and telecom vendors know little of the program based on interviews conducted by the GAO.

IMPLICATIONS

In viewing the House testimony today, there appeared to exist both deep frustration and sincere commitment to move the IPAWS program off the dime. Subcommittee Chairwoman Eleanor Holmes Norton (D-D.C.) and ranking member Lincoln Diaz-Balart (R-FL), who are sponsoring IPAWS-related HR 2591 pushed for answers on how and why the program is stalled.

On the hot seat was Damon Penn, FEMA's new Assistant Administrator for National Continuity Programs. Mr. Penn, a former Army colonel, recently accepted his new post, and will be responsible for driving the program forward. Mr. Penn appears to have a reputation for getting things done, so we anticipate movement.

Mr. Penn cited recent success in awarding a contract to establish a Common Alerting Protocol (CAP) test facility at Eastern Kentucky University. He also said he expected CAP protocols to be approved within the next two weeks. He said a statewide test is expected in January 2010 in Alaska, and hopes to have a new, fully operational EAS system by the end of FY 2012.

We believe this time frame is aggressive given the ground that needs to be covered, but we certainly applaud the renewed commitment to move on this important national initiative. Stay tuned for more on this one.

All the best,

-Lorin

Monday, September 28, 2009

Where are the Notification Market Leaders?

We suspect that whenever the web gets active with buzz about the Integrated Public Alert and Warning System (IPAWS), vendors with a solution to offer for the nation's notification challenges knock on the door of FEMA and DHS's Office of Science and Technology (DHS S&T). They likely are anxious to present their solution as the best way to solve the problem. What they may not understand is the fact that the federal government is not looking to buy a national notification solution.

What FEMA's IPAWS office and DHS S&T, along with the Federal Communications Commission (FCC), are trying to do is create a framework so that, one day, there will be a truly integrated national alerting system - something much better than the current Emergency Alert System (EAS), restricted to television and radio broadcasts. Creating such a framework has become a long, drawn-out process...for both good and bad reasons.

Even though the feds aren't buying a solution, vendors can participate in development of the framework. Right now, the best way seems to be through an initiative by an organization called OASIS, Organization for the Advancement of Structured Information Standards. Vendors can join OASIS and help create standards that will be established for the integrated federal alert system.

However, a list of committee members represents what we believe is little current market share in the US notification market. Where are the market leaders?

Denis Gusty represents the Department of Homeland Security Office of Science and Technology on the OASIS committee. (He's one of the ones on whose doors vendors often knock.) He told us that even though standards would perhaps limit market share leaders' ability to control the market, "...it's the only way". He said the problem is a simple mathematical one. After all, there's only one federal government and many, many other stakeholders. "The only thing we can do is develop standards that everyone can work from. It does take time, but in the long run, everyone gets what they need. It's a huge challenge, but one we have to accept", said Gusty.

Having spent a good bit of time with market leading vendors as a consultant and manager, I understand the reluctance to jump into the standards game. I've not wanted to go there myself. But, in this case, it makes sense. Although they may not be in the market for a national notification solution, FEMA and DHS can have a significant impact on the market for notification solutions...in part through the grant money they control. What if one day it takes adherence to new notification and alerting standards to obtain grant money for notification systems?

Hmm, I think I have just convinced myself to join OASIS. It would be nice to see more notification vendors, and emergency management professionals there.

All the best,
Rick

Saturday, September 26, 2009

Congressman Optimistic about IPAWS Modernization Act

The Congressman who introduced legislation that would modernize the federal warning system tells us he is optimistic the law will pass this session of Congress. Representative Mario Diaz-Balart (R-Florida) says he has good support for the bill this year. A similar bill failed to pass last year.

The Integrated Public Alert and Warning System Act of 2009 would amend the Robert T. Stafford Disaster Relief and Emergency Assistance Act to require FEMA to make IPAWS, thus the Emergency Alert System (EAS), more reflective of today's environment. It would expand the federal alerting system so that a messages would be transmitted well-beyond the current EAS delivery mode of radio and television. It would give IPAWS more teeth.

Diaz-Balart told us, "The federal system is still in the fifties while the way people receive their information has changed. The Act would require the system to adapt to multiple technologies and future technologies."

Emergency management professionals and industry will be interested in the most significant difference between the current bill and the past one. It is intended to facilitate collaboration by requiring that an IPAWS Advisory Committee be established. Membership would come from federal, state, and local government including emergency management and emergency responders. The private sector and not-for-profit organizations would also be represented.

This is good. One of the short-comings of IPAWS has been a lack of aggressive collaboration with communities of interest. No real mechanism exists for supporting strong collaboration. The closest would be the OASIS (Organization for Advancement of Structured Information Standards) committee working on standards such as Common Alerting Protocol (CAP) and Emergency Digital Exchange Language (EDXL). (See earlier post.) Congressman Diaz-Balart said, "Clearly, there has not been enough collaboration."

Whether the law passes or not, Congress is taking a visible interest in IPAWS. A Congressional hearing will be held soon (September 30th) on the topic. The General Accounting Office (GAO), the Congressional auditors, have been investigating the IPAWS program. We suspect the report will not be complimentary.

Thursday, September 24, 2009

Color-Coded Alert System Creator: "No Regrets"

Mike Byrne was with Fire Department of New York (FDNY) for twenty years, a Captain who held the influential positions of Chief Information Officer and Director of Strategic Planning. In 1999, he left FDNY to take a FEMA job as Division Director, Response and Recovery for the FEMA region that covers New York. Little did he know he would find himself managing federal recovery efforts for a terrorist attack that would take lives of so many of his FDNY comrades.

Mike was called into service by a White House scrambling to figure out how to deal with a terrorist assault on the U.S. The administration was likely attracted by his front line experience coupled with an understanding of technology. He was named senior director of infrastructure management at the new Office of Homeland Security (OHS).

In his new book, "The Test of Our Times", the former head of the former OHS, Tom Ridge, wrote it was Mike who came up with the idea for the color-coded alert system. (I've known Mike for several years and didn't know this until I read Ridge's book - recommended reading, by the way.)

Although the system has been the punchline for many a joke, Mike told us this week that he has "no regrets" about the recommendation. He said it was the right thing to do at the time. "It's hard to remember how the public safety community felt at the time. We genuinely felt we were at war and under attack at home", said Mike. He said a system was needed that would clearly communicate to both public safety professionals and the general public that a different level of diligence was needed at different times.

Mike admitted the system is not perfect, and needs modifications. In fact, he said it was never fully used the way it was conceived. "It was supposed to be sector specific with more geographic impact", he said.

The current administration is considering changing the system, now called The Homeland Security Advisory System. Among other things, the Homeland Security Advisory Council has recommended reducing the number of colors from five to three. Mike thinks reducing the number of levels is appropriate. He said, "One thing I hope they don't do is move away from something that makes it easy to understand which one is bad." He doesn't like the thought of going to a numbered system, too easy to forget which number is bad - 1 or 5, particularly with adrenalin pumping.

Now Senior Vice President of ICF Consulting, Mike is looking ahead at emergency communications. He's becoming quite the maven on use of social media for emergency communications, and looks for opportunities to engage the broad communities of interest in the discussion. (More on that later.)



Oh, by the way, we asked Mike about the controversy that developed over the chapter in Ridge's book we blogged about earlier where Ridge talked about being lobbied to raise the threat level on the eve of the 2004 Presidential election. Mike replied, "What!? Politics in Washington, of course not!" (We think he may have been putting us on.)


All the best,



Rick

Wednesday, September 23, 2009

Showcasing Alerting Standards

The Common Alerting Protocol (CAP) has been percolating for several years. Its intent is to provide a standard for emergency notification, alert, and warning messages so that one message can serve all systems. CAP has been slow to catch on. Many notification systems in the field don't support it. Some key vendors don't use it, even though FEMA has endorsed it and a CAP requirement shows up from time-to-time in requests for proposals.

Some industry and government organizations with interests in notifications, alerts, and warnings get together soon to give CAP a nudge. At a summit in Baltimore next week, they'll talk about CAP - even demonstrate how it works. The summit is sponsored by OASIS (Organization for the Advancement of Structured Information Standards), the group with the lead creating the CAP standard. The U.S. Department of Homeland Security's Office of Interoperability and Compatability (DHS OIC) is supporting the event.

In addition to CAP, sessions will be held on what's called Emergency Digital Exchange Language (EDXL). EDXL is an "umbrella" standard, designed to facilitate emergency communications beyond notifications, alerts, and warnings.

We applaud the effort. Standards will support the move toward managed system-of-systems to ensure that multi-modal delivery works. Standards generally evolve slowly, and the path to adoption is often difficult. But, it sure seems that this is taking a particularly long time and we don't see CAP and EDXL being embraced aggressively by end-users and key vendors at this point. Perhaps the summit will help a bit, but more whollap is needed to really make the CAP dream a reality.

Twenty First Century Communications Responds to Techradium Patent Suit

Twenty First Century Communications has responded to an impending patent infringement lawsuit by Sugar Land, TX-based Techradium. Last week, Techradium said it filed patent suits against eleven mass notification companies, including Twenty First Century Communications.

In a press release on Friday, Jim Kennedy, CEO of TFCC stated, ""It appears that Techradium, a small participant in the crowded field of mass notifications, is trying to use litigation to leverage its competitors into licensing its narrow and limited patents...TFCC has serviced clients for more than a decade before that company existed."

Kennedy continued, "For some time, TechRadium has attempted to scare customers away from using the services of its competitors by claiming that their patents cover various mass notification systems...We are confident that TFCC does not infringe any of their patents..."

The press release states TFCC had not yet been served with the lawsuit, though Techradium had issued a press release announcing its intentions.

-Lorin

Saturday, September 19, 2009

State Plans "Major Kick-Off" of Notification Program

Connecticut officials have realized something that others have overlooked, that it takes quite an effort to make a notification program successful. So, plans are in the works for what a state spokesman calls a "major kick-off". Lieutenant Paul Vance of Connecticut State Police says the state wants the notification program to reach "virtually every adult resident in the state".

Vance says press conferences, public service announcements, and "things of that nature" are being planned to convince the public to sign-up for notifications. He says the state "will use the governor, visuals, all of the agencies...every avenue we can so we can reach out to a broad spectrum." A central messaging theme is being developed, something along the lines of "If you don't sign up, we can't reach you."

About the sign-ups, Vance says, "This is huge." Plus, the state has purchased a telephone database to be used for notifications, regardless of whether a resident has registered. (Despite the theme that Vance says is in the works, some residents can be notified even if they don't sign up.)

Vance admits meeting the goal of reaching virtually every adult resident in the state will not occur quickly. He says, "It's not going to be a one-time project...it will be a continuous process".

Since the system will be available to local officials, standards and Memorandum of Understanding are being developed.

This is not Connecticut's first effort to make notification technology available on a statewide basis. A contract was awarded several years ago that allowed local communities to purchase a particular vendor's product using negotiated pricing. This, however, is the first time the state has purchased the technology and made it available to local communities at no charge.

Connecticut has taken on quite a tall order. Yet it seems to us that state officials are taking a realistic approach. They seem to realize they must roll out the program with a blast, not a whimper. They seem to understand that success will not occur overnight. And, they seem to realize they need help. Local communities and a number of state agencies are being engaged, and the contract with their vendor, Everbridge, includes funds for continuous support for roll-out efforts, beyond technical support.

There will likely be glitches here and there. Hopefully, the state will tweak where necessary and not quietly ease the initiative into the background...as happens often with visible programs of this type. Meantime, good luck Connecticut...and congratulations for your approach.


All the best,



Rick